HHS 405(d) HICP (Health Industry Cybersecurity Practices), explained

Last updated:

Key takeaways

  • Section 405(d) of the Cybersecurity Act of 2015 (Public Law 114-113) directed HHS toward a coordinated, industry-partnered approach to healthcare cybersecurity rather than a standalone rule.
  • HICP was first issued in 2018 and updated in a joint HHS/Healthcare and Public Health Sector Coordinating Council release on 17 April 2023.
  • HICP itself creates no legal obligation.
  • HICP is sector-wide guidance for healthcare delivery organizations first, not a device manufacturer submission requirement — it sits next to, not instead of, FDA's own device-specific obligations.

HHS's 405(d) Program is the US healthcare sector's main public-private cybersecurity guidance effort, and its flagship output — Health Industry Cybersecurity Practices: Managing Threats and Protecting Patients (HICP) — is the document hospital procurement teams increasingly expect a connected medical device vendor to map its controls against. Created under Section 405(d) of the Cybersecurity Act of 2015, HICP is voluntary, not a regulation, but a later statutory amendment gave it real regulatory weight by making "recognized security practices" — a term that names 405(d) directly — a factor HHS must consider when setting HIPAA fines.

Where the mandate comes from, and who wrote the guidance

Section 405(d) of the Cybersecurity Act of 2015 (Public Law 114-113) directed HHS toward a coordinated, industry-partnered approach to healthcare cybersecurity rather than a standalone rule. HHS convened the 405(d) Task Group in 2017 under the Healthcare and Public Health (HPH) Sector Critical Infrastructure Security and Resilience Public-Private Partnership — reporting on the Task Group describes roughly 200 participating information security officers, medical professionals, privacy experts and industry leaders working toward consensus guidance, a deliberately different model from a government-authored technical standard like NIST's SP 800-66 HIPAA Security Rule crosswalk.

What HICP actually is: a document set, not a single text

HICP was first issued in 2018 and updated in a joint HHS/Healthcare and Public Health Sector Coordinating Council release on 17 April 2023. It isn't one document: the Main Document lays out the sector's top cybersecurity threats and ten recommended practices at a summary level; Technical Volume 1 scales those practices for small organizations; Technical Volume 2 scales them for medium and large organizations; and a Resources and Templates volume supplies a self-assessment tool and a mapping to the NIST Cybersecurity Framework. This guide's direct fetch of the HICP Main Document PDF returned a compressed binary stream that couldn't be machine-extracted for verbatim quotation — the practice list and threat descriptions below rest on consistent secondary reporting of the 2023 edition's content (Clearwater Security's published guide, the American Hospital Association's release notice, trade-press coverage), not a direct quotation of HHS's own PDF text.

The ten practices, and where medical devices sit

# Practice
1 Email protection systems
2 Endpoint protection systems
3 Access management
4 Data protection and loss prevention
5 Asset management
6 Network management
7 Vulnerability management
8 Incident response
9 Network-connected medical device security
10 Cybersecurity oversight and governance

Secondary coverage of the 2023 edition describes Practice #9 as substantially expanded with new sub-practices addressing connectivity risk in networked medical equipment, consistent with the edition's top-five-threats list naming "attacks against network-connected medical devices" directly alongside social engineering, ransomware, equipment/data loss and insider data loss. Treat the specific sub-practice text as a starting point to confirm against HHS's own published Technical Volumes rather than a verbatim rendering, given the PDF-extraction limitation noted above.

Why a voluntary document carries regulatory weight

HICP itself creates no legal obligation. But Public Law 116-321, enacted 5 January 2021, added Section 13412 to the HITECH Act and requires HHS's Office for Civil Rights to consider whether a covered entity or business associate has had "recognized security practices" — a term the law defines to explicitly include approaches promulgated under Section 405(d) of the Cybersecurity Act of 2015 — "in place" for the preceding 12 months when deciding HIPAA civil penalties, audit scope, and the terms of a resolution agreement. OCR has been explicit in its own public statements that this is not a "safe harbor" and grants no immunity; industry commentary more accurately describes it as a mitigating factor an organization has to "adequately demonstrate," not a liability shield. For a device manufacturer, this is the mechanism that turns a hospital customer's "are you HICP-aligned?" question from a courtesy into something with real downstream HIPAA-enforcement consequences for that customer.

The 2024 Cybersecurity Performance Goals, built on the same base

HHS published Healthcare and Public Health Sector-specific Cybersecurity Performance Goals (CPGs) on 24 January 2024 — ten "essential" and ten "enhanced" voluntary goals, covering areas like multifactor authentication, basic encryption, email security, incident planning that explicitly folds in networked medical devices, network segmentation and configuration management. Secondary reporting describes the CPGs as built in part on HICP's own practices, the NIST Cybersecurity Framework and the "chassis" of CISA's cross-sector Cybersecurity Performance Goals (see our CISA CPGs guide for that baseline). HHS has stated it would consider proposing the CPGs' incorporation into future enforceable requirements, which would move at least part of this currently-voluntary stack toward a binding one — a device maker treating HICP as a one-time checklist risks missing that direction of travel.

How this fits alongside FDA's device-specific duties

HICP is sector-wide guidance for healthcare delivery organizations first, not a device manufacturer submission requirement — it sits next to, not instead of, FDA's own device-specific obligations. A manufacturer selling network-connected medical devices in the US typically needs FDA premarket cybersecurity evidence (Section 524B's SBOM and vulnerability-monitoring plan) and an active FDA postmarket remediation process, while also expecting hospital customers to ask device-security questions framed around HICP Practice #9 and the HPH CPGs during procurement. None of these formally cross-reference each other, so the same underlying engineering evidence — asset inventory, SBOM, vulnerability-handling process — has to answer all three audiences rather than being built three separate times; see also AAMI SW96 for the risk-management-file layer underneath all of them.

A workable starting point

  1. Don't treat HICP as a certificationThere is nothing to get certified against; a hospital customer's "HICP-aligned" question is really asking whether your evidence maps to Practice #9 and the relevant Technical Volume sub-practices.
  2. Build the Practice #9 mapping once, and reuse itThe connectivity, authentication and update evidence Practice #9 expects substantially overlaps with FDA's premarket SBOM/vulnerability-monitoring duties — don't build a separate HICP-only evidence set.
  3. Track the HPH CPGs alongside HICP, not instead of itThe 2024 Essential/Enhanced goals are the newer, HHS-stated direction of travel toward possible future enforceable requirements — a program built only against the 2023 HICP text risks falling behind.
  4. Confirm sub-practice text against HHS's own Technical Volumes before citing it in a formal vendor responseThis guide's own fetch of the Main Document PDF couldn't be machine-verified for verbatim text; treat the practice list and threat descriptions here as a structural summary, not a quotation.
  5. Keep the HIPAA-mitigation angle in view when scoping evidence for a hospital customerBecause Public Law 116-321 gives their OCR exposure a reason to care about your recognized-security-practices evidence specifically, a thin or undocumented mapping costs your hospital customer more than it costs you directly.

SoftWSP's device and firmware security assessments can document the asset-inventory, connectivity and vulnerability-handling evidence that HICP Practice #9, the HPH CPGs and FDA's premarket/postmarket duties all draw on from the same underlying engineering work: see Device & Firmware Security.

This guide summarizes public HHS 405(d) program materials, US federal legislative text, and independent secondary reporting current as of this guide's last-updated date; HHS's own HICP PDF could not be machine-extracted for direct quotation in this guide's research. This is general information, not legal, regulatory or compliance advice — confirm current HICP and CPG content directly with HHS's 405(d) program before relying on it for a specific compliance or vendor-risk decision.

Sources

  1. govinfo: Public Law 114-113, Cybersecurity Act of 2015, Section 405(d) (Division N — Cybersecurity Act of 2015)
  2. govinfo: Public Law 116-321 — amendment to the HITECH Act requiring HHS to consider recognized security practices (enacted 5 January 2021)
  3. HHS 405(d) Program: official program site (this guide's research fetch of the HICP Main Document PDF returned a compressed/binary stream that could not be machine-extracted for direct quotation)
  4. HHS Cybersecurity Program (hhscyber.hhs.gov): HICP Main Document PDF
  5. American Hospital Association: joint HHS/405(d)/Health Sector Coordinating Council release announcement, Health Industry Cybersecurity Practices (HICP) 2023 and supplements (24 April 2023 notice)
  6. Clearwater Security: The Guide to 405(d) Health Industry Cybersecurity Practices (secondary analysis of HICP structure and the 10 practices)
  7. American Hospital Association: HHS Releases New Voluntary Performance Goals to Enhance Cybersecurity Across the Health Sector (30 January 2024 notice, HPH CPGs)
  8. McGuireWoods: OCR Seeks Input on "Recognized Security Practices" as Mitigating Factor for HIPAA and HITECH Fines

Frequently asked questions

What is the 405(d) Program, and what law created it?

Section 405(d) of the Cybersecurity Act of 2015 (Public Law 114-113) directed HHS to pursue a more coordinated approach to healthcare-sector cybersecurity, in partnership with industry, rather than issuing a standalone regulation. HHS convened the 405(d) Task Group in 2017 through the Healthcare and Public Health (HPH) Sector Critical Infrastructure Security and Resilience Public-Private Partnership, a group that secondary reporting describes as roughly 200 information security officers, medical professionals, privacy experts and industry leaders working toward consensus-based guidance rather than a government-authored standard.

What is HICP, and what does it actually contain?

Health Industry Cybersecurity Practices: Managing Threats and Protecting Patients (HICP) is the Task Group's flagship voluntary guidance, first issued in 2018 and updated in a joint HHS/Healthcare and Public Health Sector Coordinating Council release on 17 April 2023. It is published as a set of linked documents rather than one text: a Main Document covering the sector's top cybersecurity threats and ten recommended practices at a high level, a Technical Volume 1 scaled for small organizations, a Technical Volume 2 scaled for medium and large organizations, and a Resources and Templates volume that includes a HICP assessment tool and a mapping to the NIST Cybersecurity Framework.

Which of the ten practices covers medical devices, and what changed in the 2023 edition?

Secondary coverage of the 2023 edition (Clearwater Security's guide, NexusConnect's summary of the Task Group's own release) describes medical device security as Practice #9 of the ten — titled around "network connected medical device security" in the updated text — sitting alongside email protection, endpoint protection, access management, data protection, asset management, network management, vulnerability management, incident response, and (tenth) cybersecurity oversight and governance. The 2023 edition's top-five-threats list includes "attacks against network-connected medical devices" directly, and reporting on the update describes Practice #9 as substantially expanded with new sub-practices addressing device connectivity risk, reflecting the sector's growing reliance on networked medical equipment since the prior HICP edition.

How does HICP relate to HIPAA enforcement, and to HHS's 2024 Cybersecurity Performance Goals?

HICP itself is voluntary guidance, not a regulation — but Congress gave it indirect regulatory weight via Public Law 116-321 (enacted 5 January 2021), which added Section 13412 to the HITECH Act and directs HHS's Office for Civil Rights to consider whether a covered entity or business associate had "recognized security practices" — a defined term that explicitly includes approaches promulgated under Section 405(d) — "in place" for the preceding 12 months when deciding HIPAA fines, audit scope and resolution-agreement terms. OCR has been explicit that this is not a safe harbor or immunity, only a mitigating factor it must consider. Separately, HHS published new Healthcare and Public Health (HPH) Sector-specific Cybersecurity Performance Goals (CPGs) on 24 January 2024 — ten "essential" and ten "enhanced" voluntary goals that secondary reporting describes as built in part on HICP's practices, the NIST Cybersecurity Framework and CISA's own Cybersecurity Performance Goals, with HHS stating it would consider proposing the CPGs' incorporation into future enforceable requirements.

In this cluster

HHS 405(d) HICP (Health Industry Cybersecurity Practices), explained