NIST SP 800-53: the 20 security and privacy control families, explained

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NIST SP 800-53, "Security and Privacy Controls for Information Systems and Organizations," is the US National Institute of Standards and Technology's catalogue of individual security and privacy controls. Its own abstract describes it as providing "a catalog of security and privacy controls for information systems and organizations to protect organizational operations and assets, individuals, other organizations, and the Nation from a diverse set of threats and risks, including hostile attacks, human errors, natural disasters, structural failures, foreign intelligence entities, and privacy risks." The current version, Revision 5, was published in September 2020; NIST keeps it current with dated releases on top of the same revision, most recently Release 5.2.0 on 27 August 2025, which added new controls — including SA-15(13), SA-24 and SI-02(07) — alongside revisions to existing ones. Written to satisfy the Federal Information Security Modernization Act (FISMA) and related federal policy, SP 800-53 has become a de facto reference catalogue well beyond US federal use, including as the technical backbone of the FedRAMP cloud-authorization program.

The catalogue, not the checklist

It helps to be precise about what kind of document SP 800-53 actually is. It is a catalogue: a comprehensive list of possible controls, each with a defined purpose, grouped into families — not a prescription of which specific controls any one system must implement. That selection decision, and the baselines that drive it, live in a separate companion publication, SP 800-53B, covered below. A team that opens SP 800-53 expecting a single checklist to work through top to bottom is working against the document's own design.

The 20 control families

Every control in the catalogue is filed under one of 20 families, each identified by a two-letter code used throughout NIST documentation and tooling:

Code Family
AC Access Control
AT Awareness and Training
AU Audit and Accountability
CA Assessment, Authorization, and Monitoring
CM Configuration Management
CP Contingency Planning
IA Identification and Authentication
IR Incident Response
MA Maintenance
MP Media Protection
PE Physical and Environmental Protection
PL Planning
PM Program Management
PS Personnel Security
PT PII Processing and Transparency
RA Risk Assessment
SA System and Services Acquisition
SC System and Communications Protection
SI System and Information Integrity
SR Supply Chain Risk Management

Within each family, individual controls carry an identifier such as AC-2 (Account Management) or SR-11 (Component Authenticity), and many controls have numbered control enhancements — optional, more stringent additions to the base control, written as AC-2(1), AC-2(2) and so on. NIST describes the controls overall as "flexible and customizable," meant to be "implemented as part of an organization-wide process to manage risk." The exact control and enhancement count changes between releases as NIST adds, retires or revises entries (as the August 2025 Release 5.2.0 did), so any specific total quoted elsewhere should be checked against the current release rather than treated as fixed.

Two families are worth calling out specifically for a device or firmware maker: PT (PII Processing and Transparency), added in Revision 5 to fold in privacy controls that earlier revisions handled as a separate appendix, and SR (Supply Chain Risk Management), also new in Revision 5, which covers controls like supplier assessment, component authenticity and counterfeit prevention — the same territory our SP 800-161 C-SCRM guide covers in more depth for the supply-chain-specific publication built on top of this family.

Baselines: SP 800-53B decides which controls apply

SP 800-53 itself does not say which controls a given system must implement — that is the job of its companion publication, SP 800-53B, "Control Baselines for Information Systems and Organizations." SP 800-53B's own abstract states it "provides security and privacy control baselines for the Federal Government," consisting of "three security control baselines (one for each system impact level—low-impact, moderate-impact, and high-impact), as well as a privacy baseline that is applied to systems irrespective of impact level."

Baseline Applies to
Low-impact Systems where loss of confidentiality, integrity or availability would have a limited adverse effect
Moderate-impact Systems where that loss would have a serious adverse effect
High-impact Systems where that loss would have a severe or catastrophic adverse effect
Privacy baseline Applied regardless of impact level, wherever personally identifiable information is processed

A system's impact level is typically determined through a separate categorization step (commonly under FIPS 199), and once the matching baseline is selected, an organization tailors it — adding, removing, or adjusting controls, or applying a NIST- or organization-defined overlay, such as the operational-technology overlay SP 800-82 Rev. 3 adds on top of the SP 800-53 baselines for OT environments (see our SP 800-82 guide). Tailoring is expected, not a deviation to be avoided — a baseline is a documented starting point, not a one-size-fits-all mandate.

Where this sits in NIST's broader risk framework

SP 800-53 does not operate alone. It is the control catalogue consumed by NIST's Risk Management Framework (RMF), described in SP 800-37, at the "Select," "Implement," "Assess" and "Monitor" steps. The risk assessment work that informs which controls matter most for a given system draws on the process SP 800-30 defines (see our SP 800-30 guide), and NIST's own Rev. 5 documentation includes mappings from the SP 800-53 catalogue to the NIST Cybersecurity Framework, the NIST Privacy Framework, and ISO/IEC 27001:2022 — letting an organization that already maintains one of those frameworks cross-reference its existing controls against SP 800-53's more granular catalogue rather than starting a gap assessment from zero.

A workable starting point

  1. Pick a baseline before you pick controls. Trying to select individually from 20 families and hundreds of controls without first choosing low/moderate/high (or an equivalent risk-based starting point) from SP 800-53B is the most common way SP 800-53 adoption stalls.
  2. Use the two-letter family codes as your evidence index, the same way our IEC 62443-3-3 guide recommends organizing evidence under that standard's seven foundational requirements — most organizations already have documentation that maps cleanly onto AC, AU, CM, IR and SI even before a formal SP 800-53 exercise begins.
  3. Treat SR (Supply Chain Risk Management) and PT (PII Processing and Transparency) as the families most likely to be missing if your existing security program predates Revision 5 — both were added or substantially reworked in that revision.
  4. Confirm the current release before citing a control ID or count. NIST issues dated releases on top of Revision 5 (most recently 5.2.0 in August 2025) that add or revise individual controls; a control ID quoted from an older summary may not match the current catalogue.

SoftWSP maps the security evidence a device or firmware program already has against the relevant SP 800-53 families and flags where the Supply Chain Risk Management (SR) controls specifically need more than a vendor questionnaire: see device firmware security.

This guide summarises a public NIST publication; it does not constitute legal or compliance advice.

Frequently asked questions

What is NIST SP 800-53?

Special Publication 800-53, "Security and Privacy Controls for Information Systems and Organizations," is NIST's catalogue of security and privacy controls. Its own abstract states it "provides a catalog of security and privacy controls for information systems and organizations to protect organizational operations and assets, individuals, other organizations, and the Nation from a diverse set of threats and risks, including hostile attacks, human errors, natural disasters, structural failures, foreign intelligence entities, and privacy risks." The current version is Revision 5, published in September 2020; NIST continues to issue dated releases on top of it, most recently Release 5.2.0 on 27 August 2025, which added new controls including SA-15(13), SA-24 and SI-02(07) alongside revisions to existing ones.

What are the 20 control families?

Each control in the catalogue is filed under one of 20 families, identified by a two-letter code: Access Control (AC), Awareness and Training (AT), Audit and Accountability (AU), Assessment, Authorization and Monitoring (CA), Configuration Management (CM), Contingency Planning (CP), Identification and Authentication (IA), Incident Response (IR), Maintenance (MA), Media Protection (MP), Physical and Environmental Protection (PE), Planning (PL), Program Management (PM), Personnel Security (PS), PII Processing and Transparency (PT), Risk Assessment (RA), System and Services Acquisition (SA), System and Communications Protection (SC), System and Information Integrity (SI), and Supply Chain Risk Management (SR).

What are control baselines, and where are they defined?

SP 800-53 itself is a catalogue of individual controls, not a prescription of which ones a given system must implement; that selection is handled in a separate companion publication, SP 800-53B, "Control Baselines for Information Systems and Organizations." SP 800-53B's own abstract states it "provides security and privacy control baselines for the Federal Government," consisting of "three security control baselines (one for each system impact level—low-impact, moderate-impact, and high-impact), as well as a privacy baseline that is applied to systems irrespective of impact level." An organization selects the baseline matching its system's impact level (typically categorized under FIPS 199) and then tailors it, adding, removing or adjusting controls to fit its actual risk and context, using the overlay mechanism SP 800-53B also describes.

Is NIST SP 800-53 only for US federal agencies?

It was written to satisfy requirements under the Federal Information Security Modernization Act (FISMA) and related federal policy, and its abstract explicitly frames the catalogue as protecting "the Nation" alongside organizations and individuals. In practice its use is much broader: NIST's own Rev. 5 documentation includes mappings to the NIST Cybersecurity Framework and NIST Privacy Framework, and to ISO/IEC 27001:2022, and the catalogue underpins the US government's FedRAMP cloud-authorization program. Private-sector organizations outside FISMA's legal scope commonly adopt SP 800-53 controls voluntarily as a detailed, free alternative or supplement to a paywalled standard like ISO/IEC 27001.

How does SP 800-53 relate to the Risk Management Framework and SP 800-30?

SP 800-53 supplies the control catalogue that gets selected, implemented, assessed and monitored inside NIST's Risk Management Framework (RMF), described in SP 800-37. Choosing which controls apply, and how, draws on the risk assessment activity SP 800-30 defines (see our [SP 800-30 guide](/guides/nist-sp-800-30-risk-assessment/)) and on the baseline/tailoring mechanism in SP 800-53B. For operational technology specifically, SP 800-82 Rev. 3 adds its own OT-specific tailoring guidance and an OT overlay on top of the SP 800-53 baselines — see our [SP 800-82 guide](/guides/nist-sp-800-82-ot-security/).

Sources

  1. NIST CSRC: SP 800-53 Rev. 5, Security and Privacy Controls for Information Systems and Organizations — final publication page
  2. NIST CSRC: SP 800-53B, Control Baselines for Information Systems and Organizations — final publication page
  3. NIST CSRC: SP 800-53 Controls — interactive control catalogue
  4. NIST: NIST.SP.800-53r5 — full text PDF
  5. NIST CSRC: SP 800-37 Rev. 2, Risk Management Framework for Information Systems and Organizations — final publication page